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Wealth

Investment and wealth planning, joined up with the mortgage advice.

Most people’s finances live in silos: a mortgage here, a pension there, an ISA somewhere else, a cash buffer that hasn’t been reviewed in years. Wealth management is the conversation that joins them up — and the discipline to keep them aligned as life changes.

The value of investments can fall as well as rise and you may not get back the amount originally invested. Past performance is not a guide to future performance. Tax treatment depends on individual circumstances and may change in future.

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Independent advice from 80+ lenders
FCA Registered No. 927290
Local specialists Derby & Derbyshire
Mortgages arranged since 2009

Joining the financial picture up

For most successful households, the limiting factor on financial outcomes isn’t a single product decision. It’s the cumulative effect of a dozen reasonable decisions made in isolation: a pension chosen in your 20s on auto-pilot, a cash ISA from the year ISAs replaced PEPs, a buy-to-let bought because the rental yield looked good, a workplace pension you’ve barely looked at, an inheritance held in cash because nobody had time to figure out what to do with it.

None of those decisions was wrong on its own. But the sum of them is usually a portfolio that doesn’t reflect your actual time horizon, doesn’t use the available tax wrappers efficiently, and doesn’t connect to a real number for what you want retirement, education funding, or estate transfer to look like.

Wealth management — done properly — is the discipline of joining these threads up into a single plan, then reviewing the plan annually as life changes. It’s less about chasing the highest return and more about making sure the household’s capital is doing the job the household actually wants done.

What we typically cover

  • Pensions — workplace and personal. Reviewing existing pots, projecting realistic retirement income, identifying valuable legacy benefits (guaranteed annuity rates, protected tax-free cash) before any consolidation, choosing the right wrapper for ongoing contributions.
  • ISAs and General Investment Accounts — tax-efficient wrappers chosen first, with asset allocation matched to time horizon. Cash, stocks-and-shares, innovative-finance and lifetime ISAs each have a role; the question is which one for which money.
  • Retirement income strategy — how to draw, in what order, from which wrappers, to make the available capital last. Often a non-obvious sequencing question with material tax consequences.
  • Inheritance and gifting — annual exemptions, the seven-year clock on PETs, gifts out of income, trusts where they’re useful. Joined-up with the will.
  • Cash management — the often-overlooked piece. Holding the right emergency buffer in the right place, then moving the rest into wrappers that actually grow.

How we work

The starting point is a fact-find: full picture of what you have, what you owe, what you’re putting away, and what you want the next 10–30 years to look like. From there we build a written plan with specific recommendations, costs, and the rationale for each one. Once it’s in place we review it annually, and immediately whenever your situation changes — new job, inheritance, business sale, marriage, divorce, retirement.

This is long-horizon work. The aim isn’t to time the market or pick this year’s winning fund; it’s to make sure that ten years from now you’re in a meaningfully better position than you would have been had nobody joined the picture up.

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FAQ

Frequently asked

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What does wealth management actually involve?

At its core: an annual financial plan that sets out what you have, what you owe, what you’re saving, what you’ll need, and what to change to get from one to the other. The plan drives the product decisions — pensions, ISAs, investment portfolios — rather than the other way round. Done well it’s about decisions rather than products.

How are you paid?

For ongoing advice we typically charge a percentage of assets under advice, with the fee disclosed clearly before any work begins. For one-off pieces of work — a pension review, a specific transfer, an inheritance planning piece — we may charge a fixed fee. Either way it’s in writing before any work is done.

I’ve got several old pensions. Should I consolidate?

Sometimes. Consolidating into one pot can simplify reporting, reduce charges, and give a clearer picture. But some older pensions carry valuable benefits — guaranteed annuity rates, protected tax-free cash, defined-benefit guarantees — that you’d lose by transferring out. We always check for these before recommending any consolidation.

Are investments risky?

All investments carry risk. The value can fall as well as rise, and you may get back less than you put in. The job of good advice is to match the kind and amount of risk to your real time horizon and capacity for loss. Cash sitting in a low-interest account is also a form of risk — inflation eats real spending power — so the question is which risks fit your situation, not whether to take any at all.

Do you advise on tax planning?

We give product advice that considers tax — pensions and ISAs are the obvious examples, both with material tax advantages. For complex tax-planning specifically, we work alongside accountants rather than replace them. We’ll happily make introductions.

How is this regulated?

[TO BE CONFIRMED.] Investment advice is a regulated activity. The exact regulatory permissions for wealth management work at Mortgage Broker Derby will be confirmed under the new principal firm before this service is publicly launched.

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